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OPEN
MEETINGS AND PUBLIC RECORD LAWS:
THE ONTARIO EXPERIENCE
By
Quinto M. Annibale
INTRODUCTION
There
is little doubt that over the last decade or so, the affairs of local
municipalities have come under greater public scrutiny. Whether this is
as a result of an increasingly more cynical local electorate or the natural
evolution of the relationship between that electorate and the level of
government which most directly affects our everyday lives, is debateable.
This trend of greater accountability has over the years manifested itself,
in part, in the form of more open government at the local level.
To
be sure, this did not come about entirely as a result of enlightenment
on the part of the local representatives themselves. Rather it seems to
have occurred as a combined result of the demands of ratepayers and as
a result of legislation imposed by the provincial governments which created
municipalities in the first place. One need only examine the evolution
of the common law as it relates to open meetings and public records laws
in Canada (and I am sure in the U.S.) to see how this evolution has taken
place.
Most
provinces in Canada now have some form of municipal freedom of information
legislation (and the enormous bureaucracy which of necessity accompanies
it) firmly in place. Similarly, municipal
governments across Canada (all levels) are moving towards more open styles
of decision-making; either forced upon them by their provincial governments
or voluntarily undertaken through their own procedural by-laws.
Conflict of interest legislation is now quite commonplace in many provinces
as well.
It
is against this backdrop that the Province of Ontario announced in early
1992 that it was changing its Municipal Act (the legislation which is
the primary source of non-planning related powers for municipalities)
to incorporate new rules respecting conflict of interest for municipal
councillors and local boards, openness of proceedings of local Councils,
rules for the conduct of municipal employees and the disposal of real
property by municipalities. The part of the legislative package related
to conflict of interest rules was dropped by the provincial government
literally days before its scheduled proclamation date (the Act itself
having actually received Royal Assent, but not proclaimed in force) as
a result of the backlash from municipal councillors over the harshness
and unfairness of the application of many of the proposed new rules.
Similarly, the code of conduct for municipal employees was never acted
upon. Bill 163 (as it was then), containing the balance of the promised
legislative package was enacted as legislation on December 9, 1994 and
the open local government parts of Bill 163 were proclaimed in force on
January 1, 1995.
This
paper will briefly examine the common law and legislation related to the
holding of meetings of municipal Councils prior to the enactment of Bill
163 in Ontario, as well as how Bill 163 has now modified that law and
what effect that has had on the proceedings of Councils. Finally, it will
examine the related issues of what now constitutes a "meeting"
for the purposes of the new Act and what rights of access to municipal
information are available to not only members of the public, but to councillors
themselves. Finally, it will make some suggestions about what is and is
not permitted in the area of informal closed meetings in the face of these
new developments.
The
Law Prior to Bill 163:
a) The
Common Law
At
common law, in the absence of a statutory provision to the contrary, proceedings
of municipal Councils did not have to be open to members of the public
or the press. It was accepted by the courts
in both England and Canada that absent some statutory provision requiring
meetings to be held in public, local government business could be conducted
behind closed doors. Mr. Justice Goodman in the Re McAuliffe case quoted
with approval the following words of Mr. Justice Middleton in the McVeity
case. These words exemplify the approach:
"That
case, while defining the principles applicable, differs from the
case in hand, because here there has been no attempt whatever
to exclude reports from the meetings of the council; but the underlying
principle is the same. In the administration of the public affairs
of the municipality there must be many things that cannot be transacted
in public, and there must be many other things which cannot be
placed before the public prematurely, if the public interests
are to be properly served. Those charged with the administration
of public affairs are answerable to the electorate. If their constituents
do not receive due information as to how the stewardship of their
representative is being administered, the result will be ascertained
at the polls. The Court cannot be called upon to compel the municipal
officers to give to the newspapers any information beyond that
which the Municipal Act prescribes. The mayor, as the head of
the corporation, has the right to require the civic officials
to give out no information beyond that pointed out by the statute,
without his approval and sanction. If his views do not agree with
those of the council, the council can overrule his action; but
the matter is essentially a domestic one, with which the Courts
have no concern."
The
general rule, which in Ontario found its genesis in the McVeity case in
1915, seemed to be that because municipal corporations were creatures
of statute, any right to attend the proceedings of such a statutory corporation
had to be found, either expressly or by necessary implication, in the
statute. The court found no such statutory
right to exist in 1915 with respect to access to municipal information.
A number of other decisions since McVeity have relied on this same principle.
b) The
Pre-Bill 163 Legislation:
Prior
to Bill 163, Section 55 of the Municipal Act read as follows:
"55.(1)
Open Meetings. The meetings, except meetings of a committee
including a committee of the whole, of every council and of every
local board as defined by the Municipal Affairs Act, except
police services boards and school boards, shall be open to the
public, and no person shall be excluded therefrom except for improper
conduct.
(2)
Exclusion of certain persons.
The head or other presiding officer may expel or exclude from
any meeting any person who has been guilty of improper conduct
at the meetings."
This
provision provided for years that regular meetings of Council needed to
be open to the public, but that meetings of Committees of Council or "Special
Meetings" of Council did not (Section 58 for Special Meetings). In
fact, the intent of the provisio n was subverted by some municipalities
which had incorporated a "Committee of the Whole" system where
the entire Council would sit as a Committee and would have their meetings
in camera. An example of this can be found in the Pans Social case
where the court upheld a procedure adopted by the Dartmouth Nova Scotia
city Council whereby the entire Council would meet as a "Committee
of the Whole" to discuss business in camera and then reconvene as
a Council in public and ratify resolutions enacted during the in camera
portion.
Notwithstanding
these rules, many municipalities adopted as part of their procedural by-laws,
procedures whereby all meetings of not only Council, but also Committees
of Council and Special Meetings of Council were open to the public unless
the subject matter to be discussed at that meeting fell within one of
several enumerated categories of exempted subject matters. Typically the
matters exempted related to matters such as personnel and labour relations,
litigation and solicitor-client privilege or dealings with real estate.
The
old rules did create one additional problem as it relates to local boards.
Because the then Section 55 excluded committees and, by implication special
purpose bodies such as local boards which derive their authority either
directly from Council or from provincial statute, meetings of those entities
were not required to be open. As a result, the meetings of variance and
consent granting authorities (Committees of Adjustment and Land Division
Committees), hydro-electric commissions, Boards of Health, Public Library
Boards and the like could be held in private (including the decision making
portions). The rationale for excluding Committees of Council from the
requirement to be open loses some of its relevance when applied to local
boards. Committees of Council had historically been excluded from the
requirement to deliberate in the open because they had no actual decision
making power. Municipalities, as you know, can only act through their
Councils. Thus, Committees of Council could only make recommendations
to Councils and in this way, the decision making by the municipality (theoretically
at least) was still being conducted in the open. This logic fails when
applied to local boards insofar as usually there is only one level of
decision-making. Yet the law did not require their proceedings to take
place in public. Therefore for these entities, decision making could,
(until the advent of Bill 163) occur in private.
c) Judicial
Interpretation of the Pre-Bill 163 Legislation:
As
you will see later, it is worthwhile in trying to understand the new legislation,
to review the three most significant pronouncements of the courts on the
issue of what constitutes a "meeting". Much has been written
about the decisions of the Ontario Court of Appeal in Vanderkloet
and Hamilton-Wentworth and the decision
of the Ontario Court General Division (Divisional Court) in Ottawa.
Those decisions tried to come to grips with the notion of whether the
gatherings of various municipal players in the circumstances of each particular
case constituted a "meeting" and therefore, should be open to
the public. Interestingly enough, each court took a slightly different
approach, with varying results, which unfortunately for the municipal
practitioner, has left the law in a relative state of uncertainty.
i) Vanderkloet
Vanderkloet
is a case in which a school board, at a regular meeting of the board,
passed a resolution to re-allocate students from among three schools
as a cost cutting measure. Although the resolution to take the action
was passed at a duly constituted public meeting, the board had met
in private twice, once informally the previous week (over dinner)
to consider a staff report related to projected enrollment for the
three schools and again on the date the resolution was passed, immediately
before the vote, to consider the issue of reducing enrollment and
to discuss how to better utilize the three schools.
At
issue was the validity of the resolutions given a provision in the
Education Act requiring that all board meetings be open to the public.
The court upheld the resolutions on the basis that the private meetings
of the board were informal discussions among board members which were
not precluded by the requirement in the Act. The court said:
"With
respect, I do not think that the requirement that the meetings
of the board should be open to the public precludes informal discussions
among board members, either alone or with the assistance of their
staff. Nor does the statute require that the Board prepare an
agenda to be distributed to the public in advance of the board
meeting. In acting as they did, I do not think that the Board
violated any of the statutory provisions governing their conduct,
and were not required to make public any staff reports prepared
for their assistance and guidance."
ii) Hamilton-Wentworth
In
this case, a Committee of the municipality met with its staff in camera,
at its regularly scheduled meeting to review the objectives and terms
of reference of the Committee. The municipality’s own procedural by-law
allowed some limited instances when an in camera meeting would be
permitted, but the meeting in question did not fall within one of
those categories. A local newspaper sought admittance to the meeting,
which was denied by a vote of the Committee. The municipality defended
its actions on the basis that the meeting was not a meeting for the
purposes of the by-law, but rather an informal workshop of councillors
and staff. The court disagreed, finding that the gathering was indeed
a meeting for the purposes of the municipality’s own procedural by-law
and declared therefore, that the municipality had violated its own
procedural by-law by meeting in camera. The court said:
"In
the context of a statutory committee, "meeting" should
be interpreted as any gathering to which all members of the committee
are invited to discuss matters within their jurisdiction. And
that is precisely what was being done on that occasion. No matter
how the meeting might be disguised by the use of terms such as
"workshop", or the failure to make a formal report,
the committee members were meeting to discuss matters within their
jurisdiction. What the committee was trying to do was to have
a meeting in camera, something expressly forbidden under the by-law."
Reading
the entire decision, the court appeared to be saying that the following
three factors were relevant for the purposes of determining whether
the meeting in that case was a meeting for the purposes of the Act:
1. That
all of the members of the Council or Committee are invited;
2. That
the subject matter of discussion was within the Committee’s jurisdiction;
and
3. That
the meeting occurred during a regularly scheduled meeting time.
It
is important to note however that even though the court found that
the by-law had been violated, it did not (similar to the court in
Vanderkloet) foreclose entirely the possibility of informal meetings
in the future. Oddly enough, the court went on to say that members
of the Committee could meet privately if they met informally (even
to discuss questions within the jurisdiction of the Committee), provided
that it is not during regularly scheduled meeting times. Clearly,
factor No. 3 above weighed quite heavily on the court’s mind and even
seems to have made the pivotal difference in the facts of that case.
iii) Ottawa
In
this case, the Council for the municipality held an in camera "retreat"
at a resort, to which all members of Council and certain staff members
were invited. The agenda for the meeting included many items which
fell within Council’s mandate or jurisdiction. Once again, the local
newspaper was excluded from the meeting by a vote of Council. The
paper brought an application to quash that decision on the basis that
the retreat was a meeting of Council which pursuant to the then Section
55 of the Municipal Act, should have been open to members of the public.
The
court agreed with the newspaper and allowed the application. The court
reasoned that because the agenda for the retreat included subjects
which were ordinarily within Council’s jurisdiction and because the
retreat served the purpose of moving Council business along, that
it was in fact a Council meeting and therefore, pursuant to Section
55, should have been open to members of the public. The court put
it this way:
"Clearly,
it is not a question of whether all or any of the ritual trappings
of a formal meeting of council are observed: for example, the
prayer to commence the meeting or the seating of councillors at
a U-shaped table. Neither should it depend entirely on whether
the meeting takes place commencing at 2:30 p.m. on the first and
third Wednesday of a month or is in substitution for such a Wednesday
meeting. The key would appear to be whether the councillors are
requested to (or do in fact attend without summons) attend a function
at which matters which would ordinarily form the basis of council’s
business are dealt with in such a way as to move them materially
along the way in the overall spectrum of a council decision. In
other words, is the public being deprived of the opportunity to
observe a material part of the decision-making process?"
The
court characterized the proceedings thus:
"At
the very least we have, in respect of the Calabogie events, councillors
and the mayor meeting with staff:
(i) to
discuss in a structured way matters which would ordinarily be
the subject of council business,
(ii) it
would seem in part to make action-taking decisions (committee
head pay committee), and
(iii) to
materially move along a number of matters vis-à-vis council:
(a)
agenda items as reflected in the questions raised which were
subsequently answered on matters that were on a critical path,
with the next step being a press release of the city’s intentions
in early February, as well as,
(b)
the future of the chief administrative officer, as to whom
steps were taken shortly thereafter to dismiss before he eventually
resigned.
It
does not seem to us that there has been sufficient disclosure
to the court to allow us to conclude with certainty the precise
nature of what occurred at the Calabogie events. Unfortunately
this must weigh against the respondents in our assessment of whether
these events were genuinely informal discussions within the ambit
of Vanderkloet, supra (as disclosed in that case and thereafter
in Hamilton-Wentworth, supra), or were in essence truly meetings.
We
therefore have concluded that on the basis of the material before
us it appears that in essence the Calabogie events were meetings."
As
mentioned, these three cases, when taken together, are not extremely helpful
in discerning when a meeting is in fact a "meeting" for the
purposes of the Act. In attempting to rationalize or reconcile the three
cases, the following interesting points or questions are raised, and in
my opinion, remain unaddressed or unanswered by these decisions:
1. Although
both the Hamilton-Wentworth and Ottawa decisions appear to make relevant
the issue of whether the subject matter being discussed at the meeting
is normally within Council’s jurisdiction, their overall approach
to the question of what factors are relevant in determining whether
a meeting exists differ substantially. The Hamilton-Wentworth court
gravitated more towards the formalities of a meeting (i.e. that it
was during a regularly scheduled time and that all of the members
of the Committee had been invited, whereas the Court in Ottawa appears
to have been swayed more by looking at what the meeting accomplished
substantively within the context of the decision making process.
2. Which
of the 2 approaches above should be taken as the law on this issue?
The "formalities" approach of the higher court (the Court
of Appeal in Hamilton-Wentworth) or the "substantive" approach
of the subsequent lower court decision (the Divisional Court in Ottawa)?
The Divisional Court in Ottawa attempts to distinguish Hamilton-Wentworth,
however it appears in the result simply to have not followed Hamilton-Wentworth
(given that lower courts in this province cannot overrule higher ones).
Similarly, I would speculate that the Divisional Court in the Ottawa
decision, had they been given the identical facts as in Vanderkloet,
would have decided that case differently than the Court of Appeal
did. Clearly the school board in Vanderkloet was discussing matters
within its jurisdiction (pupil re-allocation) with a view to materially
moving matters towards a decision. In fact, I would suggest that even
if the facts did not support such a finding, that court would have
inferred one. By the same token however, Ottawa should not be ignored.
3. It
is noteworthy that in none of the cases was any formal decision made
in the in camera portion of the meeting. It is safe to conclude therefore
that a formal decision is not a prerequisite to a finding that a meeting
for the purposes of the statute took place.
4. The
issue of whether a quorum of Councillors or members of a Committee
is necessary before a finding that a meeting occured has been left
unaddressed in these decisions (in fairness, probably because there
appeared to be quorums in all three cases.
This point is important in arriving at your own conclusion about to
what extent there continues to be an ability on the part of Councillors
to meet in private.
5. Both
the Hamilton-Wentworth and Ottawa courts drew adverse inferences (adverse
to the municipality) from the fact that there was insufficient information
before the court in order to properly conclude with any certainty
what the subject matter of discussion was (to a lesser extent in Ottawa).
In both cases the court made findings, based in part on this lack
of information, that the subject matter being discussed fell within
the Council’s (or in the case of Hamilton-Wentworth, the Committee’s)
jurisdiction. The upshot of this is that it will be very easy for
challengers to a closed meeting in the future to meet the "jurisdiction"
criteria of the Hamilton-Wentworth and Ottawa decisions because as
a practical matter, revealing what goes on at a closed meeting in
most cases will presumably defeat the entire purpose of going in camera
in the first place. Therefore, it is not likely that the subject matter
of the meeting will in any meaningful way form part of the record
and thus, it is more likely than not that the adverse inference will
be made.
Given
all of this, then what is the law? In my opinion, this question cannot
be answered with any precision. The best way that we can advise our municipal
clients is to suggest for them some broad guidelines (my suggestions are
noted below), accompanied by a stern warning that the rules are subject
to change. However, in order to fully appreciate the current state of
the law, it is necessary to review the new provisions of the Act as they
relate to open meetings and to determine the applicability of the old
case law to the new provisions to see if the law in general changes.
The
Planning and Municipal Statute Law Amendment Act, 1994 (Bill 163):
Bill
163 received Royal Assent on December 9, 1994 and thus became the Planning
and Municipal Statute Law Amendment Act, 1994. The open local government
provisions (Sections 51 through 56 of the Act) which amended Sections 55, 56,
57, 58, 102 and 193 of the Municipal Act, R.S.O. 1990, c. M.45 were proclaimed
in force on January 1, 1995. The sections of the Municipal Act, in their
amended form, now provide as follows:
"55.(1)
Open meetings. In this section,
"committee"
means any advisory or other committee, subcommittee or similar
entity composed of members of one or more councils or local boards;
("comité")
"local
board" means a local board as defined in the Municipal Affairs
Act, except municipal police services boards, library boards and
school boards; ("counseil local")
"meeting"
means any regular, special committee or other meeting of a council
or local board. ("réunion")
(2)
By-law. Every council and local board shall adopt a procedure
by-law for governing the calling, place and proceedings of meetings.
(3)
Open to public.
Except as provided in this section, all meetings shall be open
to the public.
(4)
Improper conduct.
The head or other presiding officer may expel any person for improper
conduct at a meeting.
(5)
Closed meetings. A meeting or part of a meeting may be closed
to the public if the subject matter being considered is,
(a) the
security of the property of the municipality or local board;
(b) personal
matters about an identifiable individual, including municipal
or local board employees;
(c) a
proposed or pending acquisition of land for municipal or local
board purposes;
(d) labour
relations or employee negotiations;
(e) litigation
or potential litigation, including matters before administrative
tribunals, affecting the municipality or local board;
(f) the
receiving of advise that is subject to solicitor-client privilege,
including communications necessary for that purpose;
(g) a
matter in respect of which a council, board, committee or
other body has authorized a meeting to be closed under another
Act.
(6)
Other criteria.
A meeting shall be closed to the public if the subject matter
relates to the consideration of a request under the Municipal
Freedom of Information and Protection of Privacy Act if the council,
board, commission or other body is designated as head of the institution
for the purposes of that Act.
(7)
Resolution.
Before holding a meeting or part of a meeting that is to be closed
to the public, a council or local board shall state by resolution;
(a) the
fact of the holding of the closed meeting; and
(b) the
general nature of the matter to be considered at the closed
meeting.
(8)
Open meeting.
Subject to subsection (9), a meeting shall not be closed to the
public during the taking of a vote.
(9)
Exception. Despite
subsection 61(2), a meeting may be closed to the public during
a vote if,
(a) subsection
(5) or (6) permits or requires a meeting to be closed to the
public; and
(b) the
vote if for a procedural matter or for giving directions or
instructions to officers, employees or agents of the municipality
or local board or persons retained by or under contract with
the municipality or local board.
56.(1)
Quorum.
A majority of the whole number of members required to constitute
a council is necessary to form a quorum.
57.
Head to preside.
The head of the council shall preside at all meetings of the council.
58.(1)
Special meetings. Subject to the procedure by-law enacted
under subsection 55(2), the head of the council may at any time
summon a special meeting, and upon receipt of the petition of
the majority of the members of the council, the clerk shall summon
a special meeting for the purpose and at the time and place mentioned
in the petition.
(2)
Location.
If there is no by-law or petition fixing the place of a special
meeting, that meeting shall be held at the place where the last
regular meeting was held.
102.
General power.
Every council may pass such by-laws and make such regulations
for the health, safety, morality and welfare of the inhabitants
of the municipality in matters not specifically provided for by
this Act and for governing the conduct of its members as may be
deemed expedient and are not contrary to law.
193.(1)
Surplus real property, definitions.
In this section,
"local
board" means a local board as defined in the Municipal Affairs
Act, but does not include a school board as defined in section
210.0; ("conseil local")
"sale"
includes a lease of 21 years or longer. ("vente")
(2)
By-laws establishing procedures. Subject to subsection (3),
every council and local board with authority to sell or otherwise
dispose of real property shall by by-law establish procedures,
including the giving of notice to the public, governing the sale
of real property.
(3)
Contents.
A procedure by-law passed under sub-section (2) may,
(a) establish
different procedures for different classes of real property;
and
(b) incorporate
a procedure for the sale of real property of a council or
local board required by this or any other Act.
(4)
Conditions. Before selling any real property, every council
and local board shall,
(a) by
by-law or resolution passed at a meeting open to the public
declare the real property to be surplus;
(b) obtain
at least one appraisal of the fair market value of the real
property; and
(c) give
notice to the public of the proposed sale.
(5)
No review.
The manner in which the council or local board carries out the
sale of its property, if consistent with the procedures by-law
and this section, is not open to question or review by any court
if the council may lawfully sell the property, the purchaser may
lawfully buy it and the council acted in good faith.
(6)
Regulations.
The Minister may make regulations,
(a) prescribing
classes of real property for which an appraisal under clause
(4)(b) or a listing in the public register under subsection
(7) is not required;
(b) prescribing
public bodies or classes of them for which an appraisal is
not required for a sale of real property under this section.
(7)
Register.
Every council and local board shall establish and maintain a public
register listing and describing the real property owned or leased
by the municipality or local board.
(8)
Non-application. Subsections (4), (6) and (7) do not apply
to a sale or other disposition of land under subsection 210.1(2).
(9)
Certificate.
The clerk of a municipality or the secretary of a local board
may issue a certificate with respect to a sale of real property
by the municipality or local board verifying that to the best
of his or her knowledge and belief,
(a) a
procedural by-law required under subsection (2) was in force
in the municipality or local board at the time the resolution
required by this section was passed;
(b) the
measures required for giving notice to the public required
by the procedural by-law have been carried out; and
(c) the
appraisal required by this section was obtained or,
(i) the
property is of a prescribed class that does not require
an appraisal,
(ii) the
sale is to a prescribed public body, or
(iii) the
sale is under section 210.1.
(10)
Effect.
A certificate under subsection (9) shall be included in a deed
or transfer of land and, unless a person to whom the real property
is sold has notice to the contrary, shall be deemed to be sufficient
proof that this section has been complied with."
In
my opinion, this differs from the previous sections of the Act in the
following significant ways:
1. The
Act now also applies to committees of Council and special meetings
of Council, whereas previously it only applied to meetings of Council.
2. There
is a definition of "meeting" included in the Act, although
it provides little guidance in determining what factors are relevant
to the consideration of what is or is not a meeting for the purposes
of the section. It defines "meeting" by reference to the
type of meeting, begging the real question.
3. It
makes adoption of a procedural by-law mandatory, not only for Council,
but for local boards as well.
4. It
for the first time includes a list of subject matters which may be
discussed in camera (such as litigation, personnel matters).
5. Some
of the subject matters "excluded" from the open meeting
requirements are discretionary (subsection 55(5)), while some are
mandatory (subsection 55(6)).
6. A
formal resolution of Council is now required before one of the exceptions
to an open meeting can be invoked.
7. Even
in matters for which in camera meetings are authorized, any voting
on those matters must take place in public, subject to one very narrow
exception.
8. The
definition of "meeting", by cross reference to the definition
of "local board" in the Municipal Affairs Act, for the first
time governs the proceedings of local boards (with some exceptions).
9. The
definition of "Committee" has been made quite broad and
now extends to "sub-committees", "advisory committees"
and "similar entities" (but does not appear to include committees
composed entirely of citizens who may advise Councils). How far reaching
this definition will be is unclear.
10. For
the first time there is a code of procedure governing the disposition
of municipal real property, intended to make dispositions of land
by municipalities more open to public scrutiny (Section 193). This
Section requires the adoption, by by-law, of a procedure to declare
municipal land surplus and to govern the disposition of that land,
including provisions for the giving of notice to the public and the
obtaining of an appraisal prior to disposition. This Section also
provides for a public register of all of the property owned or leased
by a municipality.
11. It
is no longer possible to deal with issues related to the disposition
of land in private. Presumably this would include all aspects of the
disposition, including negotiations, the determination of whether
it is surplus, the appraisal required by the Act,
and the price. This will no doubt severely limit a municipality’s
ability to negotiate the best price for land which it determines to
dispose.
Suggestions
for the Holding of In Camera Informal Meetings:
Keeping
in mind the warning given above respecting the uncertain state of the
law, what follows are my suggestions for how informal in camera meetings
should be conducted to comply with the new Act given the case law. Please
keep in mind that the Court of Appeal decisions in Hamilton-Wentworth
and Vanderkloet are still the highest level of court pronouncement in
Canada and, to the extent that you agree that Ottawa diverges from rather
than distinguishes those dicta, those two decisions are therefore still
the highest authorities on the subject. Please also consider that I feel
Bill 163 has changed the law somewhat on this specific point by expanding
the definition of "meeting" and "committee" in the
new legislation to include "sub-committees", "advisory
committees" and "similar entities". With those caveats
in mind, the following are my suggestions:
1. An
in camera meeting involving a quorum of members of Council, a committee
or sub-committee of Council should be avoided. While a quorum by itself
(in the absence of the other indicia set out by the courts) may not
trigger a finding that a meeting has taken place, the absence of a
quorum certainly can be used to make the argument that a "meeting"
of an "entity" cannot occur without a quorum. As mentioned,
this issue was not addressed in the cases because quorums appear to
have been present in all cases.
2. Similarly,
informal meetings to which all members of Council or a particular
committee are invited should not be held in camera.
3. The
meeting should not be conducted at a regularly scheduled time for
a meeting of Council or a committee. Rather, it should be informal
or ad hoc.
4. In
camera meetings of an informational nature would still be permitted
(i.e. staff meeting with Council to be briefed) whether a quorum exists
or not. However, I believe that based on the "moving the matter
forward test in Ottawa" a court would have little difficulty
in finding that meetings of councillors with staff or amongst themselves
to discuss Council business where there is a quorum of Council (or
a committee) present and where the nature of the meeting is that of
a discussion rather than a briefing, the test has been contravened.
On the other hand, my feeling is that the same meeting without a quorum
would be more defensible.
5. In
my opinion, the same rules would apply to meetings of councillors
with ratepayers or developers. The former Minister of Municipal Affairs
suggested in a letter to all municipalities that the Act would not
apply to meetings involving outside interests and that the word "committee"
in the Act meant a type of formal committee which has been given some
mandate by Council. With respect, I
cannot agree with either assertion. The words of the statute do not
limit the meaning in the way suggested by the ex-Minister.
6. If
a meeting of councillors is convened, with or without a quorum, care
should be taken not to give the meeting a title (such as "Dump
Site Sub-Committee Meeting") especially if the group of councillors
meeting are not a standing (or even ad hoc) committee of Council.
7. As
you can appreciate, as a practical matter it will be quite difficult,
if not impossible, to call an informal meeting of councillors and
hope to limit debate or the proceedings in the manner suggested above.
Certainly if the municipal clerk is invited to the meeting, the new
legislation should make his or her job much more interesting.
Public
Records Laws:
Access
to Information by the Public
Prior
to the enactment of the Municipal Freedom of Information and Protection
of Personal Privacy Act, R.S.O. 1990, c. M.56 (MFOIPPA), the law of access
to municipal information was governed by Section 74 of the Municipal Act,
which read as follows:
"74.(1)
Inspection and copying of minutes, etc.C Any person may, at
all reasonable hours, inspect any of the records, books or documents
mentioned in section 73 and the minutes and proceedings of any
committee of the council, whether the acts of the committee have
been adopted or not, and other documents in the possession or
under the control of the clerk, and the clerk shall, within a
reasonable time, furnish copies of them, certified under the clerk’s
hand and the seal of the corporation of the municipality, to any
applicant on payment of such rate as the council may by by-law
establish."
With
the enactment of MFOIPPA, a whole new set of rules and procedure were
introduced which govern the collection, storage and dissemination of information
held by municipalities and with the protection of personal privacy. This
has had, and will continue to have, implications for the rules respecting
open meetings. As mentioned earlier, the new provisions of the Municipal
Act make mandatory the requirement that all requests made under the MFOIPPA
be dealt with in camera (if Council is designated the head of the institution
for the purposes of that Act).
Beyond
this, the Act contains extensive protection against the release of information
which constitutes "personal information" for the purposes of
the Act. It has been suggested that because
the MFOIPPA contains a conflict clause which provides that in the event
of a conflict between the confidentiality provisions of MFOIPPA and the
confidentiality provisions of any other act, the provisions of the MFOIPPA
will prevail, Councils will have to ensure that they do not discuss any
"personal information" at an open Council meeting.
The same would be true of those categories of information whose disclosure
is made discretionary. If the decision is made not to disclose, then neither
should the information be discussed in public. This might be somewhat
difficult to achieve during the course of an ordinary Council meeting
where personal information is not expected to be discussed.
Access
to Information by Councillors:
One
would have thought that councillors would have an automatic right to access
any information contained in the records of the municipality. This does
not appear to be entirely true. The law on this issue appears to be that
where a member has a "need to know" in order to assist the councillor
in the carrying out of the councillor’s duties as a councillor, then he
or she is entitled to that information.
The obvious question is doesn’t a councillor always have a need to know
if the information forms part of the municipal records? While certainly
that point is arguable, it is my opinion that this test would not be met
if the councillor was acting as a mere agent for a third party and using
his or her office to obtain the information or if the disclosure of the
information generally would prejudice the interests of the municipality.
Two
other criteria must be met before the information can be released. They
are:
1. The
information should only be released to the councillor if it will not
prejudice the person to whom the information relates.
2. If
the information provided is of a confidential nature, there is an
obligation to maintain the confidentiality of the information. (It
has been suggested that this second criteria is now subsumed in the
amendment to Section 102 of the Municipal Act in Bill 163.)
The suggestion is that there is a new power to regulate the conduct
of members outside of the Council meeting context and that therefore,
it is possible to prevent the disclosure of information learned by
councillors at a closed meeting.
- Newfoundland:
Freedom of Information Act, R.S.N. 1990, c. F.25
Nova Scotia: Freedom of Information and Protection of Privacy Act,
S.N.S. 1993, c. 5
New Brunswick: Right to Information Act, R.S.N.B. 1989, c. 299
Quebec: An Act Respecting Access To Documents Held By Public Authorities
and the Protection of Personal Information, R.S.Q. 1977 c. A2.1
Ontario: Municipal Freedom of Information and Protection of Privacy
Act, R.S.O. 1990, c. M.56
Manitoba: Freedom of Information Act, S.M. 1985-86 c. 6
Saskatchewan: Local Authority Freedom of Information and Protection
of Privacy Act, c. 27.1
Alberta: Freedom of Information and Protection of Privacy Act,
S.A. 1994, c. F18.5
British Columbia: Freedom of Information and Protection of Privacy
Act, S.B.C. 1992, c. 61
- Sub-section 55(2)
of the Municipal Act, R.S.O. 1990, c. M.45 requires every Council
and every local board to adopt a procedural by-law to govern the proceedings
of meetings. The previous authority for procedural by-laws was Section
102. It had made procedural by-laws discretionary, however many municipalities
had adopted them and they set out what was to be open and closed in
the way of meetings.
- Nova Scotia:
Municipal Conflict of Interest Act, R.S.N. 1989, c. 299
New Brunswick: Conflict of Interest Act R.S.N.B. 1973, c. C-16.1
Quebec: An Act Respecting Elections and Referendums R.S.Q. c.
E2.2
Ontario: Municipal Conflict of Interest Act, R.S.O. 1990, c.
M.50
Manitoba: Municipal Conflict of Interest Act, C.C.S.M. M.225
- One of the most
unpalatable aspects of the legislation for many local councillors was
the fact that the legislation was more onerous than the conflict of
interest rules the provincial legislature had passed for itself only
a short time before.
- Bill 163 was
actually an omnibus bill which amended several pieces of legislation,
including substantial changes to the Ontario's Planning Act,
R.S.O. 1990 c. P.13. The changes to the Municipal Act dealing
with open local government formed part of this Bill.
- Tenby Corporation
v. Mason [1908] 1 Ch. 457; Journal Printing Co. v. McVeity
(1915), 33 O.L.R. 166; Re McAuliffe and Metropolitan Toronto Board
of Commissioners of Police (1975), 61 D.L.R. (3d) 223.
- Ibid., Re McAuliffe,
p. 230.
- Journal Printing,
p. 174.
- Calgary (City)
v. Cominco Ltd. [1983] 2 W.W.R. 320 (Alta. Q.B.); R. v.
Popadynec [1977] 3 W.W.R. 175 (Sask. Dist. Ct.); and Re Oshawa
(City) Ward Redivision (1985), 17 O.M.B.R. 353 (M.B.).
- Municipal Act,
R.S.O. 1990 c. M.45.
- Pans Social
& Recreation Club v. Dartmouth (1979), 9 M.P.L.R. 65.
- Vanderkloet
et al. v. Leeds and Granville County Board of Education (1985),
30 M.P.L.R. 230 (O.C.A.).
- Southam Inc.
v. Economic Development Committee of The Regional Municipality of
Hamilton-Wentworth (1988), 40 M.P.L.R. 1.(O.C.A.).
- Southam Inc.
v. Ottawa (City) (1991), 10 M.P.L.R. 76 (Div. Ct.).
- Vanderkloet
at p. 242.
- Hamilton Wentworth
at p. 7.
- Ottawa
at p. 82.
- Ibid.,
at p. 83.
- Vanderkloet
at p. 238; the Divisional Court decision in Hamilton-Wentworth
(32 M.P.L.R. 282) makes this point at p.286. Interestingly enough, the
court frames the question as one of whether an informal meeting of a
"quorum" of the Committee can constitute a meeting which must
be open under the by-law. This issue does not appear to have been discussed
in the Court of Appeal; and Ottawa at p. 78.
- Municipal Act
R.S.O. 1990 c. M.45 ss. 55, 56, 57, 58, 102 and 193.
- See Sub-section
55(1) of the Municipal Act, R.S.O. 1990 c. M.45.
- For a more comprehensive
analysis of the potential problems with the property disposition sections
of the new Act see Wicher, Gordon, "Bill 163, The Open Meeting
Provisions" (1995) 3 D.M.P.L.
- See copy of letter
from Minister of Municipal Affairs dated March 16, 1995 attached as
Appendix "1".
- Municipal Act
R.S.O. 1990, c. M.45.
- See Part IV of
the Municipal Freedom of Information and Protection of Privacy Act,
R.S.O. 1990 c M.56.
- See Plamandon,
Susan, "Open Local Government, What Can be Discussed Behind Closed
Doors" October 1992 published in Canadian Bar Association Seminar,
1992.
- R. v. Barnes
Borough Council ex parte Conlan (1938) 3 A.E.R. 226; R. v.
Hackney London Borough Council ex parte Gamper (1984) Law Society
Gazette (13 Februrary 1985); Birmingham City District Council v.
O. et al. (1983) A.C. 578; and Rex v. Southwold Corporation
ex parte Rightson (1907) 97 L.P. 431.
- Municipal World,
September 1995, p. 2.

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