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Securities Law

 

The firm’s securities practice group acts for issuers and underwriters in all aspects of domestic and international capital market transactions.

Our lawyers have in-depth transactional experience in brokered private placements, takeover bids, plans of arrangement, RTOs and CPC transactions as well as advising issuers on ongoing compliance matters. In addition, the firm advises broker-dealer firms on international and domestic registration and compliance matters.

Contacts:

Ian S. Scarlett, Partner

Allan J. Ritchie, Partner

Derek Van Doorn, Associate

Bobbi-Ann Wallace, Associate

Recent Publications:

Proposed National Instrument 51-103 What Venture Issuers Need to Know (November 2011) - Authors: Derek Van Doorn & Bobbi Wallace

Advising the Board of Directors: The Canadian Coalition for Good Governance sets out its "Best Practices" for Director Disclosure - Canadian Corporate Counsel Magazine, Spring 2010 - Author: Allan J. Ritchie

IPO Alternatives in the Canadian Capital Markets - Author: Allan J. Ritchie